public marks

PUBLIC MARKS from bacon with tag securities

April 2009

Citigroup likely to sell Nikko Citigroup with Nikko Cordial Securities and Nikko Asset Management Co.

Citigroup Inc. of the United States intends to add Nikko Citigroup Ltd. to its plan to sell Nikko Cordial Securities Inc., Japan’s third-largest brokerage and Nikko Asset Management Co. in Japan. Citigroup has proposed selling the three Nikko fir...

Carl Icahn Submits His Biogen Plan with SEC filings

Carl Icahn nominated four members for Biogen’s board and proposed expanding its size to 13. Biogen’s board size is currently set a 12. Icahn also proposed moving the company’s incorporation from Delaware to North Dakota, which recentl...

Georgia-Based Attorney Robert P. Copeland charged in $28 million fraud: Ponzi Scheme

The Securities and Exchange Commission charged, Georgia-based Marietta real estate attorney Thursday for operating a Ponzi scheme that sold promissory notes to raise funds that were purportedly invested in real estate transactions, including private mo...

February 2009

Reason behind UBS $31 billion erroneous orders of convertible bonds in Japan!

Once again UBS is in news but not in US now in Japan. But its not new for UBS.  UBS was also involved in two of Japan’s most famous trading blunders in recent memory. 2001: An incorrect sell order by UBS Warburg spoiled the trading debut of Dent...

UBS Will Disclose Names, Pay $780 Million Over US Cross-Border Case!

UBS settles US Cross-Border Case with the US Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) UBS is resolving investigations relating to its US cross-border business by entering into a Deferred Prosecution Agreement (DPA) w...

Halliburton and KBR Agree to Pay and Settle Nigerian bribery scheme

The Securities and Exchange Commission announced Wednesday settlements with Halliburton (HAL) and its former subsidiary KBR (KBR) to resolve charges that KBR subsidiary Kellogg Brown & Root bribed Nigerian government officials over a ten-year perio...

December 2008

A full report on Bernard L. Madoff Investment Securities Ponzi scheme: GREED and STUPIDITY!

I agree and I call it GREED and STUPIDITY… who in the hell in their right imnd thinks that a money manager can return 8% to 12% per year…even when the market goes to hell in a handbasket…even in the era of 1974…come on!!! I reca...

September 2008

Why Christopher Cox SEC’s Chairman against voluntary regulation- The Knockout Punch!

Remember the first initial disruption ocurred during the 2000 elections where Enron and Texas based utility companies manipulated the market for energy in California. Capital investment dried up nearly over night as fixed costs for companies escalated...

bacon's TAGS related to tag securities

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